Digital Transformation of Regulatory Compliance: Trends for 2021

Wednesday, 2nd December, 2020

4:00 pm GMT

    MiFID II, a legislative framework instituted by the European Union, first came into effect in January 2018, announcing transparency rules and transaction reporting requirements across the financial markets to improve protection for investors.

    Almost three years on, coming to the end of 2020, compliance associates across the investment sector are tasked with preparing for next year, in the face of the new normal, increasing regulations, whilst also juggling crime prevention with an agile budget in hand.

    Join industry experts from Eze Castle Integration, AIMA and SteelEye for a webinar on Wednesday, 2nd December, as they review MiFID II and discuss regulatory compliance trends for 2021.

    Points of discussion to include:

    • The impact of MiFID II and Covid-19 on the operational landscape for 2021
    • Digital transformation and its effect on trading decisions
    • Investing in technology and outsourcing to keep up with regulatory requirements
    • Is Microsoft Teams fit for regulatory compliance in 2021?


Jamie Smith
Director, International Technology
Eze Castle Integration


Helen Bevis
Head of Strategic Partnerships


Steven Schwartz
Director, Security Solutions
Eze Castle Integration


James Delaney
Director, Asset Management Regulation

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